020 7213 9911
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HAT Group, making accountants count

Acting for FCAregulated firms

Training - CPD Courses

Course Summary

Item Detail
Date 06 Nov 2024
Location Online
Duration 9:30 - 12:30
Participants Qualified staff, including managers and partners, working on FCA-regulated client audits
Speaker Jez Williams
Member price £135 + VAT
Non member price £170 + VAT

Content of Course

A combined introduction to and refresher on FCA regulation and the audit of FCA regulated firms, including statutory (true and fair) and client assets (CASS) audits.

This course includes the following topics:

  • FCA sectors and sources of rules
  • Financial resources rules for FCA firms
  • Regulatory reporting by firms to the FCA using RegData and Connect
  • Which firms do and don't need audit
  • Statutory audit issues
  • An overview of the CASS regime
  • CASS auditing including the FRC CASS Standard

To book on this course click here.


If you would like to make a booking or have any questions about a course, please use the form below or email us, else call us on 020 7213 9911

Purchase a Recording

Prices per viewing are as above, contact us for multiple viewing prices. Please use the form below, email us, or call us on 020 7213 9911 and we will confirm prices and provide a copy of the course.