Do you have a trustworthy practice assurance framework?
Are your AML procedures fully up to date?
Do you need audit Regulatory and ISQM Procedures?

Our Compliance Packs can be used by ICAEW, ACCA or ICAS registered practices.

Practice Assurance Framework

This pack assists practices with ensuring that they operate within a framework of quality assurance principles to help assess and develop their practice. Topics covered include: Laws, Regulations and Professional Standards; Client Acceptance and Disengagement; Competence; Quality Control; and Conduct of Work.

Anti-Money Laundering Procedures

This pack assists with the practice remaining compliant with the requirements of the Money Laundering Regulations and includes documentation to assist with client identification and due diligence, reporting and record keeping.

To make sure your team is trained and updated annually see our AML training course.

Audit Regulatory and ISQM Procedures

This pack sets out the procedures that ensure compliance with Audit Regulations, the Financial Reporting Council’s Ethical Standard, and the Code of Ethics issued by the International Federation of Accountants (as adopted by the ICAEW / ACCA / ICAS). It also provides a framework of controls in key areas of the practice.

The procedures manuals are provided free of charge to all firms who have a membership package. Non-Members can purchase these manuals either individually or as a combined “Compliance manual”.

Our documentation is intuitive and user friendly making it easy to adopt in your firm.

The Complete Compliance Pack £400 Included*
Practice Assurance Framework £160
Anti-Money Laundering Procedures £160
Audit Regulatory and ISQM Procedures £160

* This is included in all membership packages offered except that the Corporate Audit and Audit Regulatory and ISQM Procedures Pack are excluded from non-audit packages.