Many firms have a DPB license, however this is a key area of non-compliance in ICAEW Practice Assurance Visits. From experience  a key reason for this is poor understanding across the team of what ‘DPB’ is and services the firm can and cannot provide under such a license. This course covers: What is a DPB […]
The 2017 Regulations require that all relevant members of your team receive regular update training. The content of this course will vary over time but will include: The basics – which areas cause problems in practice? Recent changes in legislation and guidance Current ‘hot topics’ identified by supervisory bodies
This two hour online update covers recent developments in the Charities sector. Presented by Andrew Jarvis, HAT’s Charities expert the course also covers common problematic areas we identify in file reviews. Specific topics will be finalised shortly before the course takes place but will include: Impact of the Charities Act 2022 Updates in Commission guidance […]
This 2.5 hour online course aims to assist auditors in their preparation for audits of entities with accounting periods commencing on/after 15 December 2021 (i.e. typically 31 December 2022 year ends and onward). We will look at the key issues and provide practical guidance on how to interpret and apply the new Standards. The course […]
One key requirement of GDPR is for staff to be trained. Failure to ensure that staff understand the basic requirements of the legislation significantly increases the risk of non-compliance. This 30 minute summary covers: What is GDPR? The basics of understanding the lawful basis for collecting and holding data, and data retention Procedures and measures […]
This course is designed for all new staff irrespective of their role, including support staff, unless they are due to attend the HAT B course. It covers: a practical understanding of the term ‘money laundering’ and the types of offence staff may come across in practice; the ‘red flags’ staff should be aware of which […]
In December 2023 the SRA announced a full review of their consumer protection arrangements as a result in general increase in the number and size of interventions they make into law firms. This highlights a key risk for reporting accountants and highlights the need for a robust approach to SRA assignments. This essential update, which […]
Compliance with the Money Laundering regulations has never been so important, or arguably, so difficult: The expectations of supervisory bodies, including the ACCA and ICAEW have increased significantly over the past twenty four months; The pandemic has resulted in a surge in fraudulent activity, but not necessarily an increase in reports made by firms; and […]
HAT provides technical update meetings covering current audit and accountancy developments and issues. These meetings are run at many firms’ offices on a quarterly basis with an online course also being run for anyone who does not have a meeting ‘in house’ or who missed their meeting each quarter. The quarterly course is held to […]